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Detailed Report
ANTHONY R CUCINOTTA
ANTHONY RAYMOND CUCINOTTA, TONY CUCINOTTA
CRD#: 713326
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 437 MADISON AVENUE
29TH FLOOR
NEW YORK, NY 10022
Registration History
1980198519901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2003 - Present (22 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1998 - 1999 (1 year)BW. S. GRIFFITH & CO., INC. (CRD# 10410)1993 - 1998 (4 years)BPHOENIX EQUITY PLANNING CORPOR... (CRD# 3036)1980 - 1993 (12 years)
License(s)

State Registrations

B
California 2/18/2025
B
New York 5/3/1999
B
Delaware 1/21/2009
IA
New York 4/16/2021
IA
Delaware 1/21/2009
IA
North Carolina 1/31/2018
B
Massachusetts 3/30/2022
B
North Carolina 2/6/2018
IA
Massachusetts 5/12/2022
B
Pennsylvania 2/9/2000
B
New Jersey 5/3/1999
IA
Pennsylvania 4/8/2011
IA
New Jersey 2/25/2003
B
Virginia 9/25/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
437 MADISON AVENUE 29TH FLOOR, NEW YORK, NY 10022
Sussex, NJ
Registered with this firm since 2/25/2003
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
437 MADISON AVENUE 29TH FLOOR, NEW YORK, NY 10022
Sussex, NJ
Registered with this firm since 5/3/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/07/1998 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 06/07/1993 - 02/24/1998 W. S. GRIFFITH & CO., INC. (CRD#:10410) HARTFORD, CT
B
 08/11/1980 - 06/07/1993 PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036) HARTFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.