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Detailed Report
Elise Rand
CRD#: 7131071
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 1713 FORT JESSE ROAD
SUITE A
NORMAL, IL 61761
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2023 - Present (2 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 2/4/2025
IA
Illinois 1/9/2023
B
Colorado 2/4/2025
B
Kentucky 2/4/2025
B
Florida 12/20/2024
B
Ohio 2/24/2025
B
Georgia 2/4/2025
B
South Carolina 12/20/2024
B
Illinois 1/9/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
1713 FORT JESSE ROAD SUITE A, NORMAL, IL 61761
Elmwood Park, IL
Registered with this firm since 1/9/2023
B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
1713 FORT JESSE ROAD SUITE A, NORMAL, IL 61761
Elmwood Park, IL
Registered with this firm since 10/28/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.