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JOSEPH TARQUINI
Joseph Nelson Tarquini
CRD#: 7130006
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1025 PLAIN STREET #109
MARSHFIELD, MA 02050
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Florida 7/31/2023

B
Massachusetts 5/23/2023

B
Maine 4/16/2024

IA
Massachusetts 6/30/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1025 PLAIN STREET #109, MARSHFIELD, MA 02050
Registered with this firm since 6/30/2023

B
LPL FINANCIAL LLC (CRD#:6413)
1025 PLAIN STREET #109, MARSHFIELD, MA 02050
Registered with this firm since 5/23/2023

Previous Registration(s)
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B
03/27/2023 - 05/25/2023 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) MARSHFIELD, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.