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Detailed Report
CHRISTOPHER WESSNER
CRD#: 7129015
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7000 LINCOLN DR E STE 301
MARLTON, NJ 08053
Registration History
2010201220142016201820202022202420262 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
6/29/2009
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 1/15/2021
B
Nevada 9/14/2022
B
California 11/6/2019
B
New Jersey 8/12/2019
B
Colorado 11/4/2019
IA
New Jersey 8/12/2019
B
Delaware 10/16/2019
B
New York 10/9/2019
IA
Delaware 7/27/2020
B
North Carolina 10/15/2019
B
District of Columbia 6/10/2021
B
Oregon 10/29/2019
B
Florida 10/9/2019
B
Pennsylvania 10/9/2019
B
Georgia 10/15/2019
B
South Carolina 11/6/2019
B
Illinois 12/4/2019
B
Tennessee 11/6/2019
B
Kansas 6/10/2021
B
Texas 10/15/2019
B
Kentucky 5/1/2020
IA
Texas 10/15/2019
B
Maine 10/9/2019
B
Utah 11/8/2019
B
Maryland 10/10/2019
B
Virgin Islands 11/13/2019
B
Massachusetts 2/26/2020
B
Virginia 10/15/2019
B
Michigan 11/7/2019
B
Washington 6/28/2023
B
Minnesota 2/28/2020
B
West Virginia 2/13/2025
B
Montana 10/16/2019

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Voorhees, NJ
Registered with this firm since 8/12/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Voorhees, NJ
Registered with this firm since 7/22/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.