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Maxwell Harrigan
Maxwell Cornelius Harrigan
CRD#: 7128556
IA
B
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 290 CONGRESS STREET
BOSTON, MA 02210
BOSTON, MA 02210
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 290 Congress St
BOSTON, MA 02210
BOSTON, MA 02210
0
Disclosures
3
Years of Experience
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State Registrations
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Alabama 4/14/2022
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Montana 4/11/2022
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Alaska 4/14/2022
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Nebraska 4/11/2022
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Arizona 4/14/2022
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Nevada 4/14/2022
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Arkansas 4/14/2022
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New Hampshire 4/14/2022
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California 4/14/2022
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New Jersey 4/11/2022
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Colorado 4/14/2022
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New Mexico 4/14/2022
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Connecticut 4/14/2022
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New York 4/11/2022
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Delaware 4/11/2022
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North Carolina 4/14/2022
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District of Columbia 4/14/2022
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North Dakota 4/11/2022
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Florida 4/14/2022
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Ohio 4/12/2022
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Georgia 4/14/2022
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Oklahoma 4/14/2022
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Hawaii 4/14/2022
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Oregon 4/14/2022
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Idaho 4/14/2022
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Pennsylvania 4/14/2022
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Illinois 4/11/2022
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Puerto Rico 4/14/2022
B
Indiana 4/14/2022
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Rhode Island 4/14/2022
B
Iowa 4/11/2022
B
South Carolina 4/14/2022
B
Kansas 4/14/2022
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South Dakota 4/11/2022
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Kentucky 4/14/2022
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Tennessee 4/14/2022
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Louisiana 4/14/2022
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Texas 4/14/2022
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Maine 4/14/2022
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Utah 4/14/2022
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Maryland 4/14/2022
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Vermont 4/14/2022
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Massachusetts 4/11/2022
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Virgin Islands 4/14/2022
IA
Massachusetts 5/4/2022
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Virginia 4/14/2022
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Michigan 4/11/2022
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Washington 4/14/2022
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Minnesota 4/11/2022
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West Virginia 4/14/2022
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Mississippi 4/14/2022
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Wisconsin 4/11/2022
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Missouri 4/14/2022
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Wyoming 4/14/2022
SRO Registrations
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IA
Registered with this firm since 5/4/2022
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Registered with this firm since 4/11/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2021 - 03/03/2022 | LINCOLN, RI | |
B | 04/24/2021 - 03/03/2022 | LINCOLN, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.