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Detailed Report
JAYNE M AUBLE
Jayne Auble
CRD#: 7128447
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 400 Capitol Mall
Suite 1900
Sacramento, CA 95814
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 7/17/2020
B
New Mexico 1/25/2023
B
Arkansas 3/21/2022
B
New York 4/9/2020
B
California 8/30/2019
B
North Carolina 1/25/2023
IA
California 8/30/2019
B
Ohio 4/10/2020
B
Colorado 4/20/2020
B
Oklahoma 1/25/2023
B
Florida 1/26/2023
B
Oregon 4/9/2020
B
Hawaii 8/6/2021
B
South Carolina 1/25/2023
B
Idaho 4/9/2020
B
Tennessee 1/25/2023
B
Illinois 4/9/2020
B
Texas 2/2/2021
B
Michigan 3/11/2021
IA
Texas 2/9/2021
B
Minnesota 4/9/2020
B
Utah 4/9/2020
B
Missouri 4/9/2020
B
Virginia 4/9/2020
B
Montana 4/9/2020
B
Washington 10/4/2019
B
Nevada 3/11/2020
B
Wisconsin 4/9/2020
B
New Hampshire 6/7/2022
B
Wyoming 4/1/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
400 Capitol Mall Suite 1900, Sacramento, CA 95814
Registered with this firm since 8/30/2019
B
MORGAN STANLEY (CRD#:149777)
400 Capitol Mall Suite 1900, Sacramento, CA 95814
Registered with this firm since 8/1/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.