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Andrew Marcus Tran
Andrew Truong
CRD#: 7127730
IA
B
LPL FINANCIAL LLCCRD#: 6413 4890 W KENNEDY BLVD STE 860
TAMPA, FL 33609
TAMPA, FL 33609
0
Disclosures
4
Years of Experience
View By:
State Registrations
B
California 2/10/2023
B
New Jersey 12/13/2024
B
Colorado 12/13/2024
B
New Mexico 12/13/2024
B
Delaware 12/13/2024
B
New York 12/13/2024
B
Florida 2/10/2023
B
North Carolina 12/17/2024
IA
Florida 2/13/2023
B
Ohio 12/16/2024
B
Georgia 12/13/2024
B
Pennsylvania 12/13/2024
B
Indiana 12/13/2024
B
South Carolina 12/13/2024
B
Mississippi 12/13/2024
B
Tennessee 1/9/2025
B
Missouri 12/13/2024
B
Texas 12/13/2024
B
Nevada 12/13/2024
B
Virginia 12/13/2024
SRO Registrations
B
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IA
Registered with this firm since 2/13/2023
B
Registered with this firm since 2/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2021 - 06/09/2022 | Clearwater, FL | |
B | 05/27/2022 - 06/09/2022 | CLEARWATER, FL | |
B | 02/22/2021 - 05/27/2022 | CLEARWATER, FL | |
IA | 03/25/2020 - 02/23/2021 | Atlanta, GA | |
B | 09/09/2019 - 02/23/2021 | Atlanta, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.