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XIAOBING LI
CRD#: 7127566
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 VAN NUYS, CA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 POMONA, CA
Registration History
201920202021202220232024202520262 FIRMS2022 - Present (2 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2019 - 2022 (2 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2020 - 2022 (2 years)
Disclosure(s)
View By:
8/9/2021
Financial
Final
8/9/2021
Financial
Final
8/9/2021
Financial
Final
License(s)

State Registrations

B
Alabama 10/19/2022

B
Montana 9/28/2022

B
Alaska 10/5/2022

B
Nebraska 9/27/2022

B
Arizona 10/12/2022

B
Nevada 10/18/2022

B
Arkansas 9/28/2022

B
New Hampshire 9/30/2022

B
California 9/28/2022

B
New Jersey 10/21/2022

IA
California 10/28/2022

B
New Mexico 9/29/2022

B
Colorado 2/13/2023

B
New York 10/6/2022

B
Connecticut 9/28/2022

B
North Carolina 9/28/2022

B
Delaware 10/17/2022

B
North Dakota 10/3/2022

B
District of Columbia 9/30/2022

B
Ohio 9/28/2022

B
Florida 9/28/2022

B
Oklahoma 10/5/2022

B
Georgia 9/30/2022

B
Oregon 11/14/2022

B
Hawaii 2/27/2023

B
Pennsylvania 9/29/2022

B
Idaho 9/28/2022

B
Puerto Rico 10/11/2022

B
Illinois 10/14/2022

B
Rhode Island 10/3/2022

B
Indiana 9/29/2022

B
South Carolina 9/28/2022

B
Iowa 9/29/2022

B
South Dakota 9/28/2022

B
Kansas 9/28/2022

B
Tennessee 9/30/2022

B
Kentucky 9/29/2022

B
Texas 9/28/2022

B
Louisiana 9/28/2022

IA
Texas 9/13/2023

B
Maine 9/29/2022

B
Utah 9/28/2022

B
Maryland 9/29/2022

B
Vermont 9/28/2022

B
Massachusetts 11/10/2022

B
Virginia 9/28/2022

B
Michigan 12/16/2022

B
Washington 9/28/2022

B
Minnesota 9/30/2022

B
West Virginia 9/29/2022

B
Mississippi 9/28/2022

B
Wisconsin 9/29/2022

B
Missouri 12/13/2022

B
Wyoming 10/3/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
VAN NUYS, CA
Registered with this firm since 10/28/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
POMONA, CA
Registered with this firm since 9/27/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/06/2020 - 05/06/2022 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) SHERMAN OAKS, CA
B
06/08/2019 - 05/06/2022 PRUCO SECURITIES, LLC. (CRD#:5685) SHERMAN OAKS, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.