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Detailed Report
Asif Shafi Kuchey
ASIF KUCHEY, asif shafi Kuchey
CRD#: 7126329
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 1939 Roland Clarke Place, Suite 400
Reston, VA 20191
LPL FINANCIAL LLCCRD#: 6413 1939 ROLAND CLARKE PL STE 400
RESTON, VA 20191
Registration History
20192020202120222023202420252026IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2021 - Present (3 years)BTRANSAMERICA CAPITAL, INC. (CRD# 8217)2020 - 2021 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Alabama 1/12/2023
B
New York 2/6/2024
B
Arizona 1/12/2023
B
North Carolina 2/8/2024
B
California 1/12/2023
B
Oklahoma 1/12/2023
B
Colorado 1/12/2023
B
Oregon 1/12/2023
B
Florida 2/6/2024
B
Pennsylvania 1/12/2023
B
Georgia 1/12/2023
B
South Carolina 2/6/2024
B
Maryland 1/12/2023
B
Texas 2/6/2024
B
Massachusetts 2/6/2024
B
Vermont 1/12/2023
B
Missouri 10/9/2023
B
Virginia 11/5/2021
B
Nevada 1/12/2023
IA
Virginia 8/7/2023
B
New Hampshire 1/12/2023
B
Washington 1/12/2023
B
New Jersey 1/12/2023
B
West Virginia 2/6/2024

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
1939 Roland Clarke Place, Suite 400, Reston, VA 20191
Registered with this firm since 8/7/2023
B
LPL FINANCIAL LLC (CRD#:6413)
1939 ROLAND CLARKE PL STE 400, RESTON, VA 20191
Registered with this firm since 11/5/2021
Previous Registration(s)
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B
 06/10/2020 - 11/08/2021 TRANSAMERICA CAPITAL, INC. (CRD#:8217) DENVER, CO
B
 08/05/2019 - 01/03/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) Washington, DC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.