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Detailed Report
Shalom Azar
CRD#: 7125424
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Mack Center Iv, South 61, Paramus Road
Paramus, NJ 07652
Registration History
201920202021202220232024202520262 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 8/25/2022
B
Nevada 8/11/2022
B
Alaska 8/29/2022
B
New Hampshire 7/22/2021
B
Arizona 7/22/2021
B
New Jersey 7/22/2021
B
Arkansas 8/25/2022
IA
New Jersey 7/23/2021
B
California 7/22/2021
B
New Mexico 8/25/2022
B
Colorado 7/22/2021
B
New York 7/22/2021
B
Connecticut 7/22/2021
IA
New York 3/8/2023
B
Delaware 8/25/2022
B
North Carolina 7/22/2021
B
District of Columbia 7/22/2021
B
North Dakota 8/29/2022
B
Florida 7/22/2021
B
Ohio 7/22/2021
B
Georgia 7/22/2021
B
Oklahoma 7/22/2021
B
Hawaii 8/25/2022
B
Oregon 8/25/2022
B
Idaho 7/22/2021
B
Pennsylvania 7/22/2021
B
Illinois 7/22/2021
B
Puerto Rico 7/22/2021
B
Indiana 7/22/2021
B
Rhode Island 8/11/2022
B
Iowa 8/25/2022
B
South Carolina 8/11/2022
B
Kansas 2/4/2022
B
South Dakota 8/29/2022
B
Kentucky 7/22/2021
B
Tennessee 7/22/2021
B
Louisiana 8/25/2022
B
Texas 7/22/2021
B
Maine 8/25/2022
IA
Texas 7/22/2021
B
Maryland 2/4/2022
B
Utah 7/22/2021
B
Massachusetts 7/22/2021
B
Vermont 6/10/2022
B
Michigan 7/22/2021
B
Virgin Islands 8/29/2022
B
Minnesota 9/13/2021
B
Virginia 7/22/2021
B
Mississippi 4/12/2022
B
Washington 7/22/2021
B
Missouri 7/22/2021
B
West Virginia 8/29/2022
B
Montana 8/29/2022
B
Wisconsin 7/22/2021
B
Nebraska 8/25/2022
B
Wyoming 8/29/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652
New York, NY
Registered with this firm since 7/22/2021
B
MORGAN STANLEY (CRD#:149777)
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652
New York, NY
Registered with this firm since 7/22/2021
Previous Registration(s)
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IA
 09/18/2019 - 07/23/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) STAMFORD, CT
B
 08/01/2019 - 07/23/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) STAMFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.