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Alice Tweit
Alice J Tweit
CRD#: 7125389
IA
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WEST INVESTCRD#: 327641 1801 F STREET
BELLINGHAM, WA 98225
BELLINGHAM, WA 98225
LPL FINANCIAL LLCCRD#: 6413 SEDRO WOOLLEY, WA
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Disclosures
4
Years of Experience
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State Registrations
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Washington 3/4/2022
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Washington 1/19/2024
SRO Registrations
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Registered with this firm since 1/19/2024
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/04/2022 - 11/09/2023 | EDMONDS, WA | |
IA | 08/10/2020 - 02/07/2022 | BELLINGHAM, WA | |
B | 06/29/2020 - 02/07/2022 | BELLINGHAM, WA |
BELLINGHAM, WA
08/10/2020 - 02/07/2022
BELLINGHAM, WA
06/29/2020 - 02/07/2022
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.