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Detailed Report
NATASHA MCPHERSON
Natasha Spizelli
CRD#: 7125342
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 9481 IRVINE CENTER DR
IRVINE, CA 92618
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
California 9/29/2022
B
Connecticut 10/10/2022
IA
California 9/29/2022
B
New Jersey 2/3/2023
B
Colorado 10/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
9481 IRVINE CENTER DR, IRVINE, CA 92618
Registered with this firm since 9/29/2022
B
LPL FINANCIAL LLC (CRD#:6413)
9481 IRVINE CENTER DR, IRVINE, CA 92618
Registered with this firm since 7/11/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.