• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN MICHAEL LEGG
MIKE LEGG
CRD#: 712395
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 FIRST NATIONAL TOWER
534 SOUTH KANSAS AVENUE
TOPEKA, KS 66603
Registration History
1980198519901995200020052010201520202025IAOPPENHEIMER & CO. INC. (CRD# 249)2004 - Present (20 years)BOPPENHEIMER & CO. INC. (CRD# 249)1990 - Present (34 years)BB.C. CHRISTOPHER SECURITIES CO. (CRD# 60)1986 - 1990 (3 years)BB.C. CHRISTOPHER SECURITIES CO. (CRD# 60)1980 - 1990 (9 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1986 - 1986 (<1 year)
Disclosure(s)
View By:
6/26/1985
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 4/3/1991

IA
Kansas 7/2/2004

B
California 1/25/1994

B
Missouri 3/23/1990

B
Colorado 11/8/2012

B
Texas 2/4/2004

B
Florida 2/5/2004

IA
Texas 9/20/2016

B
Kansas 3/23/1990

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
FIRST NATIONAL TOWER 534 SOUTH KANSAS AVENUE, TOPEKA, KS 66603
Registered with this firm since 7/2/2004

B
OPPENHEIMER & CO. INC. (CRD#:249)
FIRST NATIONAL TOWER 534 SOUTH KANSAS AVENUE, TOPEKA, KS 66603
Registered with this firm since 3/23/1990

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/21/1986 - 03/23/1990 B.C. CHRISTOPHER SECURITIES CO. (CRD#:60)
FINRA expelled the firm on 02/16/1993
B
07/24/1980 - 03/23/1990 B.C. CHRISTOPHER SECURITIES CO. (CRD#:60)
FINRA expelled the firm on 02/16/1993
KANSAS CITY, MO
B
07/22/1986 - 10/10/1986 THOMSON MCKINNON SECURITIES INC. (CRD#:829)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.