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ALBERTO ZAPATA ABAD
JOSE ALBERTO ZAPATA ABAD, ALBERTO ZAPATAABAD
CRD#: 7123809
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10877 WILSHIRE BLVD
STE 1700
LOS ANGELES, CA 90024
Registration History
20192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 1/12/2023

B
Nevada 6/30/2022

B
California 8/12/2019

B
New Jersey 1/12/2023

IA
California 10/19/2021

B
New York 6/30/2022

B
Colorado 1/12/2023

B
North Carolina 6/30/2022

B
Connecticut 7/26/2024

B
Oklahoma 1/12/2023

B
Florida 6/30/2022

B
Oregon 1/12/2023

B
Georgia 1/6/2023

B
Pennsylvania 1/12/2023

B
Hawaii 3/16/2023

B
South Carolina 1/12/2023

B
Idaho 1/12/2023

B
Texas 6/30/2022

B
Illinois 8/1/2023

IA
Texas 6/30/2022

B
Massachusetts 1/12/2023

B
Virginia 5/4/2023

B
Michigan 6/30/2022

B
Washington 1/12/2023

B
Nebraska 1/12/2023

B
Wyoming 1/12/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10877 WILSHIRE BLVD STE 1700, LOS ANGELES, CA 90024
Registered with this firm since 10/19/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10877 WILSHIRE BLVD STE 1700, LOS ANGELES, CA 90024
Registered with this firm since 8/1/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.