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Faran Shaker
CRD#: 7123066
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 333 S HOPE ST
LOS ANGELES, CA 90071
Registration History
20192020202120222023202420252 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 8/22/2022

B
Montana 8/22/2022

B
Alaska 8/22/2022

B
Nebraska 8/22/2022

B
Arizona 4/27/2021

B
Nevada 10/14/2021

B
Arkansas 8/22/2022

B
New Hampshire 8/22/2022

B
California 9/6/2019

B
New Jersey 5/18/2022

IA
California 9/6/2019

B
New Mexico 8/22/2022

B
Colorado 8/22/2022

B
New York 12/23/2019

B
Connecticut 4/1/2021

B
North Carolina 4/1/2021

B
District of Columbia 1/26/2024

B
Ohio 4/1/2021

B
Florida 10/23/2020

B
Oklahoma 8/22/2022

B
Georgia 8/22/2022

B
Oregon 10/14/2021

B
Hawaii 8/22/2022

B
Pennsylvania 4/1/2021

B
Idaho 8/22/2022

B
South Carolina 8/22/2022

B
Illinois 10/1/2019

B
Tennessee 8/22/2022

B
Indiana 8/22/2022

B
Texas 12/23/2019

B
Kentucky 8/22/2022

IA
Texas 12/23/2019

B
Louisiana 8/22/2022

B
Utah 8/22/2022

B
Maryland 8/22/2022

B
Virginia 12/23/2019

B
Massachusetts 8/22/2022

B
Washington 10/14/2021

B
Michigan 4/1/2021

B
West Virginia 8/22/2022

B
Minnesota 8/22/2022

B
Wisconsin 10/1/2019

B
Mississippi 8/22/2022

B
Wyoming 8/22/2022

B
Missouri 8/22/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
333 S HOPE ST, LOS ANGELES, CA 90071
Registered with this firm since 9/6/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
333 S HOPE ST, LOS ANGELES, CA 90071
Registered with this firm since 7/29/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.