Individual Firm
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ANDREW MICHAEL SAMORI
Andrew Michael Samori, Andrew Samori
CRD#: 7122192
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 11501 ALTERRA PKWY
STE 115 & 550
AUSTIN, TX 78758
STE 115 & 550
AUSTIN, TX 78758
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 11501 ALTERRA PKWY
STE 115 & 550
AUSTIN, TX 78758
STE 115 & 550
AUSTIN, TX 78758
0
Disclosures
4
Years of Experience
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State Registrations
B
California 3/25/2023
B
New York 11/26/2021
B
Colorado 3/4/2025
B
Oklahoma 1/4/2025
B
Florida 1/7/2022
B
Oregon 1/6/2024
B
Indiana 7/19/2024
B
Pennsylvania 10/7/2024
B
Louisiana 1/7/2022
B
Texas 10/8/2021
B
Massachusetts 2/27/2025
IA
Texas 11/30/2021
B
Nevada 9/29/2023
B
Wisconsin 1/6/2024
B
New Jersey 1/7/2022
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/30/2021
B
Registered with this firm since 10/8/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/12/2021 - 09/17/2021 | PEARL RIVER, NY | |
B | 07/24/2020 - 09/17/2021 | PEARL RIVER, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.