• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROBERT FRASER MONACO
BOBBY MONACO, ROBERT FRASER MONACO MR
CRD#: 7121363
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 760 SW 9th Ave
Suite 2450
PORTLAND, OR 97205
Registration History
20192020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2023 - Present (1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2022 - Present (2 years)BADP BROKER-DEALER, INC. (CRD# 37693)2019 - 2022 (2 years)
License(s)

State Registrations

B
Arizona 4/12/2023

B
New York 4/12/2023

B
California 4/12/2023

B
Oregon 6/1/2022

B
Colorado 4/12/2023

B
Pennsylvania 4/12/2023

B
Hawaii 4/25/2023

B
South Carolina 4/25/2023

B
Idaho 4/12/2023

B
Texas 4/25/2023

B
Maryland 4/12/2023

B
Utah 4/25/2023

B
Michigan 7/11/2023

B
Washington 4/12/2023

B
Montana 4/12/2023

IA
Washington 4/18/2023

B
Nevada 4/12/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
760 SW 9th Ave Suite 2450, PORTLAND, OR 97205
Registered with this firm since 4/18/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
760 SW 9th Ave Suite 2450, PORTLAND, OR 97205
Registered with this firm since 6/1/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/30/2019 - 06/01/2022 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.