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Karol Szuster
CRD#: 7119870
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 4200 DUNDEE RD
NORTHBROOK, IL 60062
Registration History
201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 10/17/2022

B
Michigan 12/21/2022

B
California 9/15/2023

B
New York 10/24/2023

B
Florida 3/6/2023

B
North Carolina 10/11/2023

B
Georgia 12/21/2022

B
Pennsylvania 3/6/2023

B
Illinois 7/19/2022

B
Tennessee 12/21/2022

IA
Illinois 7/19/2022

B
Texas 10/17/2022

B
Indiana 7/19/2022

IA
Texas 11/3/2022

B
Massachusetts 11/9/2023

B
Wisconsin 8/21/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
4200 DUNDEE RD, NORTHBROOK, IL 60062
Registered with this firm since 7/19/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
4200 DUNDEE RD, NORTHBROOK, IL 60062
Registered with this firm since 7/19/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/06/2019 - 07/04/2022 EDWARD JONES (CRD#:250) OAK PARK, IL
B
07/13/2019 - 07/04/2022 EDWARD JONES (CRD#:250) OAK PARK, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.