Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
10/20/2020
Customer Dispute
Pending
License(s)

State Registrations

B
Alabama 7/7/2021
B
Missouri 8/20/2020
B
Arizona 8/4/2023
B
Montana 12/2/2021
B
Arkansas 8/20/2020
B
New Jersey 12/15/2020
B
California 7/6/2021
B
New Mexico 6/22/2020
B
Colorado 7/7/2021
B
North Carolina 2/6/2020
B
Delaware 10/12/2022
B
Ohio 1/23/2020
B
Florida 10/15/2020
B
Oklahoma 11/15/2022
B
Georgia 1/13/2020
B
Pennsylvania 8/20/2020
B
Idaho 1/13/2020
B
South Carolina 11/15/2021
B
Illinois 8/20/2020
B
Tennessee 11/18/2019
B
Indiana 2/17/2020
B
Texas 8/20/2020
B
Kentucky 9/24/2019
IA
Texas 8/21/2020
IA
Kentucky 9/25/2019
B
Virginia 4/15/2020
B
Louisiana 8/20/2020
B
Washington 4/29/2022
B
Michigan 7/6/2021
B
West Virginia 8/17/2021
B
Minnesota 8/20/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
909 W 9th St Suite B, Russellville, KY 42276
Registered with this firm since 9/25/2019
B
EDWARD JONES (CRD#:250)
909 W 9th St Suite B, Russellville, KY 42276
Registered with this firm since 8/1/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.