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Detailed Report
Benjamin C Hartwick
BENJAMIN Clayton HARTWICK, BENJAMIN HARTWICK
CRD#: 7115435
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 555 W GRANADA BLVD., STE. H-10
ORMOND BEACH, FL 32174
Registration History
201920202021202220232024202520262 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 5/26/2023
B
Massachusetts 5/26/2023
B
California 5/26/2023
B
New Hampshire 1/9/2024
B
Colorado 8/16/2023
B
New Jersey 5/26/2023
B
Connecticut 5/26/2023
B
New Mexico 7/27/2023
B
Florida 5/26/2023
B
North Carolina 5/26/2023
IA
Florida 5/30/2023
B
Ohio 12/5/2024
B
Georgia 5/26/2023
B
Texas 5/26/2023
B
Maryland 5/26/2023
IA
Texas 5/26/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
555 W GRANADA BLVD., STE. H-10, ORMOND BEACH, FL 32174
Registered with this firm since 5/26/2023
B
EDWARD JONES (CRD#:250)
555 W GRANADA BLVD., STE. H-10, ORMOND BEACH, FL 32174
Registered with this firm since 5/26/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/02/2019 - 05/24/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 06/18/2019 - 05/24/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.