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Detailed Report
KEITH RONALD DAVIS
CRD#: 711535
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5520 Kietzke Ln Ste 430
Reno, NV 89511
Registration History
19801985199019952000200520102015202020252 FIRMS1994 - 2009 (14 years)2 FIRMS2009 - 2019 (10 years)2 FIRMS2019 - Present (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1994 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1986 - 1994 (8 years)BSENTRA SECURITIES CORPORATION (CRD# 10249)1984 - 1986 (2 years)BPRIVATE LEDGER FINANCIAL SERVI... (CRD# 6413)1980 - 1983 (3 years)
License(s)

State Registrations

B
Arizona 7/26/2019
B
New Hampshire 9/19/2024
B
California 7/26/2019
B
New Jersey 7/26/2019
B
Colorado 5/21/2021
B
New Mexico 7/26/2019
B
District of Columbia 1/5/2022
B
North Carolina 9/20/2021
B
Florida 7/26/2019
B
Oklahoma 9/19/2024
B
Georgia 12/3/2019
B
Oregon 7/26/2019
B
Hawaii 9/15/2020
B
South Carolina 10/18/2019
B
Idaho 7/26/2019
B
Tennessee 8/29/2023
B
Kansas 7/26/2019
B
Texas 7/26/2019
B
Maryland 7/26/2019
IA
Texas 7/26/2019
B
Massachusetts 7/26/2019
B
Utah 7/26/2019
B
Minnesota 4/3/2024
B
Virginia 7/26/2019
IA
Nevada 7/31/2019
B
Washington 7/26/2019
B
Nevada 8/1/2019
B
Wyoming 8/15/2019

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5520 Kietzke Ln Ste 430, Reno, NV 89511
Reno, NV
Registered with this firm since 7/26/2019
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5520 Kietzke Ln Ste 430, Reno, NV 89511
Reno, NV
Registered with this firm since 7/26/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/27/2009 - 08/07/2019 RBC CAPITAL MARKETS, LLC (CRD#:31194) RENO, NV
B
 02/27/2009 - 08/07/2019 RBC CAPITAL MARKETS, LLC (CRD#:31194) RENO, NV
IA
 11/02/1994 - 03/05/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RENO, NV
B
 10/18/1994 - 03/05/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RENO, NV
B
 10/10/1994 - 10/24/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 08/06/1986 - 10/10/1994 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 01/03/1984 - 07/22/1986 SENTRA SECURITIES CORPORATION (CRD#:10249)
B
 07/08/1980 - 10/14/1983 PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED (CRD#:6413)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.