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HEATHER ELIZABETH GODDARD
Heather Goddard
CRD#: 7113979
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE POST OFFICE SQUARE
BOSTON, MA 02109
Registration History
2021202220232024202520262 FIRMS2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - 2024 (3 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2021 - 2021 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - 2024 (1 year)
License(s)

State Registrations

B
Connecticut 10/8/2024

B
Massachusetts 10/8/2024

IA
Connecticut 10/8/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE POST OFFICE SQUARE, BOSTON, MA 02109
Registered with this firm since 10/8/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE POST OFFICE SQUARE, BOSTON, MA 02109
Registered with this firm since 10/8/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/14/2023 - 09/07/2024 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
06/23/2021 - 09/07/2024 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) BOSTON, MA
B
03/29/2021 - 06/01/2021 CITIZENS SECURITIES, INC. (CRD#:39550) BROOKLINE, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.