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JOLEEN ANNE STERNER
JOLEEN STERNER
CRD#: 7110924
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 W BURNSVILLE PKWY
BURNSVILLE, MN 55337
Registration History
20162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - Present (4 years)
Disclosure(s)
View By:
3/12/2019
Financial
Final
10/31/2016
Financial
Final
License(s)

State Registrations

B
Alabama 10/12/2021

B
Missouri 10/12/2021

B
Arizona 10/22/2021

B
Montana 5/3/2023

B
Arkansas 10/12/2021

B
Nebraska 10/14/2021

B
California 10/12/2021

B
Nevada 10/18/2021

B
Colorado 10/12/2021

B
New Jersey 4/26/2023

B
Connecticut 4/30/2024

B
New Mexico 10/12/2021

B
District of Columbia 10/15/2021

B
New York 10/14/2021

B
Florida 10/12/2021

B
North Carolina 10/13/2021

B
Georgia 10/12/2021

B
North Dakota 6/5/2023

B
Hawaii 10/12/2021

B
Ohio 10/12/2021

B
Idaho 3/30/2022

B
Oregon 10/26/2021

B
Illinois 10/13/2021

B
Pennsylvania 10/12/2021

B
Indiana 10/14/2021

B
Rhode Island 5/2/2023

B
Iowa 10/12/2021

B
South Carolina 10/12/2021

B
Kansas 10/12/2021

B
South Dakota 10/15/2021

B
Kentucky 10/12/2021

B
Tennessee 5/19/2023

B
Louisiana 10/12/2021

B
Texas 10/12/2021

B
Maryland 10/12/2021

IA
Texas 3/7/2022

B
Massachusetts 11/17/2021

B
Utah 10/12/2021

B
Michigan 10/13/2021

B
Virginia 5/1/2023

B
Minnesota 10/29/2020

B
Washington 10/20/2021

IA
Minnesota 3/2/2022

B
Wisconsin 10/15/2021

B
Mississippi 10/14/2021

B
Wyoming 6/20/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 W BURNSVILLE PKWY, BURNSVILLE, MN 55337
Registered with this firm since 3/2/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 W BURNSVILLE PKWY, BURNSVILLE, MN 55337
Registered with this firm since 8/24/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.