Individual Firm
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TERREL DALE SCOTT
TERRY SCOTT
CRD#: 710611
IA
B
MORGAN STANLEYCRD#: 149777 5390 Kietzke Lane
Suite 200
Reno, NV 89511
Suite 200
Reno, NV 89511
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10/8/1993
Customer Dispute
Settled
State Registrations
B
Alabama 10/1/2013
IA
Nevada 8/27/2013
B
Arizona 8/20/2013
B
Nevada 9/4/2013
B
California 8/20/2013
B
North Carolina 12/16/2016
B
Colorado 6/30/2022
B
Oregon 8/20/2013
B
Florida 8/20/2013
B
South Carolina 3/25/2020
B
Hawaii 8/20/2013
B
Texas 8/20/2013
B
Idaho 8/20/2013
IA
Texas 2/24/2020
B
Michigan 8/20/2013
B
Vermont 8/20/2013
B
Minnesota 7/19/2016
B
Washington 9/25/2015
B
Missouri 12/4/2023
B
Wyoming 12/19/2023
B
Montana 11/9/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/27/2013
B
Registered with this firm since 8/20/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/14/2004 - 08/30/2013 | RENO, NV | |
B | 05/14/2004 - 08/30/2013 | RENO, NV | |
IA | 07/01/2003 - 05/24/2004 | RENO, NV | |
B | 07/01/2003 - 05/24/2004 | ST. LOUIS, MO | |
IA | 10/26/1993 - 07/01/2003 | RENO, NV | |
B | 09/08/1986 - 07/01/2003 | NEW YORK, NY | |
B | 02/18/1982 - 09/12/1986 | ||
B | 07/01/1980 - 02/24/1982 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.