Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
AUGUST COHEN
August Riley Cohen, August Cohen, Gus Cohen
CRD#: 7100378
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 11760 SW HALL BLVD
TIGARD, OR 97223
Registration History
201920202021202220232024202520262 FIRMS2019 - 2023 (3 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
California 3/20/2024
B
Oregon 3/20/2024
IA
California 3/20/2024
IA
Oregon 3/21/2024
B
Colorado 3/20/2024
B
Washington 3/20/2024
B
New York 3/20/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
11760 SW HALL BLVD, TIGARD, OR 97223
Registered with this firm since 3/20/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
11760 SW HALL BLVD, TIGARD, OR 97223
Registered with this firm since 3/20/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/06/2019 - 08/25/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, OR
B
 11/01/2019 - 08/25/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.