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Detailed Report
CRISTIAN DOUGLAS M SARAIVA
Cristian Douglas M Saraiva, Cristian Douglas Miranda Saraiva, CristianDouglas M Saraiva
CRD#: 7098836
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2000 WESTCHESTER AVE
(HOME OFFICE)
PURCHASE, NY 10577
Registration History
2021202220232024202520262 FIRMS2021 - 2021 (<1 year)2 FIRMS2023 - Present (1 year)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2021 - 2023 (1 year)
License(s)

State Registrations

B
New Jersey 5/8/2023
B
New York 5/8/2023
IA
New Jersey 5/8/2023
IA
New York 5/8/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2000 WESTCHESTER AVE (HOME OFFICE), PURCHASE, NY 10577
Registered with this firm since 5/8/2023
B
MORGAN STANLEY (CRD#:149777)
2000 WESTCHESTER AVE (HOME OFFICE), PURCHASE, NY 10577
Registered with this firm since 5/8/2023
Previous Registration(s)
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B
 07/30/2021 - 01/24/2023 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) NEWARK, NJ
IA
 04/13/2021 - 06/15/2021 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
 02/23/2021 - 06/15/2021 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.