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Detailed Report
Dwight Phillip Carson
Dwight Philliip Carson
CRD#: 7096688
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 MIDDLE CREEK COMMONS
7277 HIGHWAY 42 WEST SUITE 210
RALEIGH, NC 27603
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
10/13/1993
Criminal
Final Disposition
License(s)

State Registrations

B
Alaska 3/22/2022
B
Maine 12/8/2023
B
Arizona 6/18/2024
IA
North Carolina 7/1/2019
B
California 5/4/2022
B
North Carolina 7/5/2019
B
Connecticut 12/17/2021
B
Pennsylvania 1/5/2021
B
Florida 3/19/2021
B
South Carolina 1/15/2020
B
Georgia 9/23/2022
B
Texas 10/25/2021
B
Kansas 3/19/2021
IA
Texas 10/27/2021
B
Kentucky 12/23/2024
B
Virginia 9/3/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
MIDDLE CREEK COMMONS 7277 HIGHWAY 42 WEST SUITE 210, RALEIGH, NC 27603
Registered with this firm since 7/1/2019
B
EDWARD JONES (CRD#:250)
MIDDLE CREEK COMMONS 7277 HIGHWAY 42 WEST SUITE 210, RALEIGH, NC 27603
Registered with this firm since 6/7/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.