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CAITLIN FARRELL GUNTHER
Caitlin Ann Farrell, CAITLIN GUNTHER, Caitlin Farrell Gunther
CRD#: 7092719
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1155 CANYON BLVD
[RQ-RBO]
BOULDER, CO 80302
Registration History
20192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 8/1/2022

B
Nebraska 7/27/2022

B
Alaska 7/27/2022

B
Nevada 7/27/2022

B
Arizona 7/27/2022

B
New Hampshire 7/27/2022

B
Arkansas 7/28/2022

B
New Mexico 8/1/2022

B
California 7/9/2019

B
New York 7/27/2022

B
Colorado 6/27/2019

B
North Carolina 7/27/2022

IA
Colorado 7/27/2021

B
North Dakota 12/20/2022

B
Connecticut 7/27/2022

B
Ohio 7/28/2022

B
Delaware 1/10/2024

B
Oklahoma 8/31/2022

B
District of Columbia 7/27/2022

B
Oregon 7/27/2022

B
Florida 7/27/2022

B
Pennsylvania 7/28/2022

B
Georgia 8/1/2022

B
Puerto Rico 7/28/2022

B
Hawaii 7/27/2022

B
South Carolina 7/28/2022

B
Illinois 8/31/2022

B
South Dakota 7/27/2022

B
Indiana 7/27/2022

B
Tennessee 8/1/2022

B
Iowa 12/7/2023

B
Texas 7/27/2022

B
Kansas 7/27/2022

IA
Texas 7/27/2022

B
Kentucky 2/14/2023

B
Utah 7/27/2022

B
Massachusetts 7/27/2022

B
Virgin Islands 8/1/2022

B
Michigan 11/29/2022

B
Virginia 7/27/2022

B
Minnesota 7/27/2022

B
Washington 7/27/2022

B
Missouri 7/27/2022

B
Wisconsin 7/27/2022

B
Montana 7/27/2022

B
Wyoming 7/27/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1155 CANYON BLVD [RQ-RBO], BOULDER, CO 80302
Registered with this firm since 7/27/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1155 CANYON BLVD [RQ-RBO], BOULDER, CO 80302
Registered with this firm since 6/27/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.