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Detailed Report
Charles Russell Hammond IV
Charles R Hammond, Chaz Hammond
CRD#: 7089211
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Investment Adviser
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Previous Broker
FOUNDATIONS INVESTMENT ADVISORS LLCCRD#: 175083 13925 Ballantyne Corporate
Pl #190
Charlotte, NC 28277
Registration History
20202021202220232024202520262 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

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North Carolina 9/13/2023
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South Carolina 9/12/2023
Current Registration(s)
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FOUNDATIONS INVESTMENT ADVISORS LLC (CRD#:175083)
13925 Ballantyne Corporate Pl #190, Charlotte, NC 28277
Registered with this firm since 9/13/2023
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ALLOY INVESTMENT MANAGEMENT (CRD#:306227)
13925 BALLANTYNE CORPORATE PL STE. 190, CHARLOTTE, NC 28277
Registered with this firm since 9/12/2023
Previous Registration(s)
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 07/17/2020 - 09/13/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) CHARLOTTE, NC
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 05/28/2020 - 09/13/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.