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AARON JAMES CONNOLLY
CRD#: 7088864
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 13215 BEE CAVE PKWY
STE 150, BLDG A
BEE CAVE, TX 78738
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 3/8/2024

B
Nevada 5/3/2023

B
Alaska 10/14/2021

B
New Jersey 7/6/2021

B
Arizona 7/6/2021

B
New Mexico 7/6/2021

B
California 7/6/2021

B
New York 7/6/2021

B
Colorado 7/5/2023

B
North Carolina 5/18/2023

B
Florida 7/6/2021

B
Ohio 7/6/2021

B
Georgia 3/8/2024

B
Oklahoma 6/12/2023

B
Illinois 1/17/2023

B
Oregon 7/6/2021

B
Iowa 7/6/2021

B
Pennsylvania 7/6/2021

B
Kansas 1/23/2024

B
Tennessee 7/6/2021

B
Louisiana 7/6/2021

B
Texas 7/6/2021

B
Massachusetts 7/6/2021

IA
Texas 7/6/2021

B
Michigan 4/23/2022

B
Virginia 7/6/2021

B
Missouri 7/6/2021

B
Washington 7/6/2021

B
Montana 8/31/2022

B
Wisconsin 11/15/2024

B
Nebraska 3/3/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
13215 BEE CAVE PKWY STE 150, BLDG A, BEE CAVE, TX 78738
Registered with this firm since 7/6/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
13215 BEE CAVE PKWY STE 150, BLDG A, BEE CAVE, TX 78738
Registered with this firm since 7/6/2021

Previous Registration(s)
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IA
10/20/2020 - 07/09/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) AUSTIN, TX
B
08/24/2020 - 07/09/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) AUSTIN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.