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Detailed Report
Nikkolas Tsunejiro Nakai
Nikko Tsunejiro Nakai
CRD#: 7088589
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1020 10th Street
2nd Floor
Modesto, CA 95354
Registration History
2020202120222023202420252026IAMORGAN STANLEY (CRD# 149777)2021 - Present (4 years)BMORGAN STANLEY (CRD# 149777)2020 - Present (4 years)
License(s)

State Registrations

B
Alaska 1/27/2021
B
Missouri 1/27/2021
B
Arizona 1/27/2021
B
Montana 1/27/2021
B
Arkansas 1/27/2021
B
Nebraska 5/10/2024
B
California 1/1/2021
B
Nevada 1/27/2021
IA
California 1/1/2021
B
North Carolina 1/27/2021
B
Colorado 1/27/2021
B
Oregon 1/27/2021
B
Florida 1/27/2021
B
Pennsylvania 4/28/2021
B
Georgia 4/8/2022
B
South Dakota 1/27/2021
B
Idaho 1/27/2021
B
Tennessee 6/28/2021
B
Indiana 7/2/2024
B
Texas 1/27/2021
B
Kansas 1/27/2021
IA
Texas 1/28/2021
B
Maryland 1/27/2021
B
Virginia 1/27/2021
B
Massachusetts 11/4/2024
B
Washington 1/27/2021
B
Michigan 1/21/2022
B
Wisconsin 9/22/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1020 10th Street 2nd Floor, Modesto, CA 95354
Registered with this firm since 1/1/2021
B
MORGAN STANLEY (CRD#:149777)
1020 10th Street 2nd Floor, Modesto, CA 95354
Registered with this firm since 8/13/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.