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ADAM DUNCAN
Adam Meece Duncan
CRD#: 7087696
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5201 AMELIA EARHART DR 2ND & 3RD FLS
[WT & CST]
SALT LAKE CITY, UT 84116
Registration History
2018201920202021202220232024202520262 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2023 - Present (2 years)
Disclosure(s)
View By:
5/17/2019
Financial
Final
7/30/2018
Financial
Final
License(s)

State Registrations

IA
Utah 1/24/2023

B
Utah 1/25/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5201 AMELIA EARHART DR 2ND & 3RD FLS [WT & CST], SALT LAKE CITY, UT 84116
Registered with this firm since 1/24/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5201 AMELIA EARHART DR 2ND & 3RD FLS [WT & CST], SALT LAKE CITY, UT 84116
Registered with this firm since 1/24/2023

Previous Registration(s)
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IA
04/22/2021 - 03/21/2022 SOFI WEALTH LLC (CRD#:167958) Cottonwood Heights, UT
B
04/22/2021 - 03/21/2022 SOFI SECURITIES LLC (CRD#:151717) Cottonwood Heights, UT
IA
09/04/2019 - 04/19/2021 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) AMERICAN FORK, UT
B
06/03/2019 - 04/16/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) AMERICAN FORK, UT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.