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Detailed Report
Nicholas John Klug
Nicholas Klug
CRD#: 7087186
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 148 PIONEER TRAIL
CHASKA, MN 55318
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Illinois 1/2/2024
B
South Dakota 5/14/2024
B
Minnesota 10/31/2023
B
Wisconsin 1/2/2024
IA
Minnesota 11/1/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
148 PIONEER TRAIL, CHASKA, MN 55318
Registered with this firm since 11/1/2023
B
EDWARD JONES (CRD#:250)
148 PIONEER TRAIL, CHASKA, MN 55318
Registered with this firm since 10/9/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.