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Rahul Kashyap
CRD#: 7086405
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 8500 ANDREW CARNEGIE BLVD.
CHARLOTTE REGIONAL
CHARLOTTE, NC 28262
Registration History
20192020202120222023202420252 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 10/25/2023

B
Montana 10/25/2023

B
Alaska 10/25/2023

B
Nebraska 10/25/2023

B
Arizona 10/25/2023

B
Nevada 10/25/2023

B
Arkansas 10/25/2023

B
New Hampshire 10/25/2023

B
California 10/25/2023

B
New Jersey 10/25/2023

B
Colorado 10/25/2023

B
New Mexico 10/25/2023

B
Connecticut 10/25/2023

B
New York 10/25/2023

B
Delaware 10/25/2023

B
North Carolina 10/25/2023

B
District of Columbia 10/25/2023

IA
North Carolina 10/25/2023

B
Florida 10/25/2023

B
North Dakota 10/25/2023

B
Georgia 10/25/2023

B
Ohio 10/25/2023

B
Hawaii 10/25/2023

B
Oklahoma 10/25/2023

B
Idaho 10/25/2023

B
Oregon 10/25/2023

B
Illinois 10/25/2023

B
Pennsylvania 10/25/2023

B
Indiana 10/25/2023

B
Rhode Island 10/25/2023

B
Iowa 10/25/2023

B
South Carolina 10/25/2023

B
Kansas 10/25/2023

B
South Dakota 10/25/2023

B
Kentucky 10/25/2023

B
Tennessee 10/25/2023

B
Louisiana 10/25/2023

B
Texas 10/25/2023

B
Maine 10/25/2023

B
Utah 10/25/2023

B
Maryland 10/25/2023

B
Vermont 10/25/2023

B
Massachusetts 10/25/2023

B
Virginia 10/25/2023

B
Michigan 10/25/2023

B
Washington 10/25/2023

B
Minnesota 10/25/2023

B
West Virginia 10/25/2023

B
Mississippi 10/25/2023

B
Wisconsin 10/25/2023

B
Missouri 10/25/2023

B
Wyoming 10/25/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Charlotte, NC
Registered with this firm since 10/25/2023

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Charlotte, NC
Registered with this firm since 10/25/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/09/2022 - 10/12/2023 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
B
05/09/2022 - 10/12/2023 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
07/17/2019 - 04/14/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
06/07/2019 - 04/14/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.