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Detailed Report
Alexander Espinosa
ALEXANDER ESPINOSA, Alexander E Espinosa, Alexander Edward Espinosa
CRD#: 7085426
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8181 Communications Pkwy Bldg A, Floor 04
Plano, TX 75024
Registration History
201920202021202220232024202520262 FIRMS2022 - 2022 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - 2021 (1 year)
License(s)

State Registrations

B
Alabama 3/3/2023
B
Nevada 3/3/2023
B
Alaska 3/3/2023
B
New Hampshire 3/3/2023
B
Arizona 3/3/2023
B
New Jersey 3/3/2023
B
Arkansas 3/3/2023
B
New Mexico 3/3/2023
B
California 3/3/2023
B
New York 3/3/2023
B
Colorado 3/3/2023
B
North Carolina 3/3/2023
B
Connecticut 3/3/2023
B
North Dakota 3/3/2023
B
Delaware 3/3/2023
B
Ohio 3/6/2023
B
District of Columbia 3/3/2023
IA
Ohio 11/26/2024
B
Florida 3/3/2023
B
Oklahoma 3/3/2023
B
Georgia 3/3/2023
B
Oregon 3/3/2023
B
Hawaii 3/3/2023
B
Pennsylvania 3/3/2023
B
Idaho 3/3/2023
B
Puerto Rico 3/3/2023
B
Illinois 3/3/2023
B
Rhode Island 3/3/2023
B
Indiana 3/3/2023
B
South Carolina 3/3/2023
B
Iowa 3/3/2023
B
South Dakota 3/3/2023
B
Kansas 3/3/2023
B
Tennessee 3/3/2023
B
Kentucky 3/3/2023
B
Texas 3/3/2023
B
Louisiana 3/3/2023
IA
Texas 11/25/2024
B
Maine 3/3/2023
B
Utah 3/3/2023
B
Maryland 3/3/2023
B
Vermont 3/3/2023
B
Massachusetts 3/3/2023
B
Virgin Islands 3/3/2023
B
Michigan 3/3/2023
B
Virginia 3/3/2023
B
Minnesota 3/3/2023
B
Washington 3/3/2023
B
Mississippi 3/3/2023
B
West Virginia 3/3/2023
B
Missouri 3/3/2023
B
Wisconsin 3/3/2023
B
Montana 3/3/2023
B
Wyoming 3/3/2023
B
Nebraska 3/3/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024
Frisco, TX
Registered with this firm since 11/25/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024
Frisco, TX
Registered with this firm since 3/3/2023
Previous Registration(s)
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B
 06/02/2022 - 12/22/2022 NYLIFE SECURITIES LLC (CRD#:5167) DALLAS, TX
B
 01/26/2022 - 03/22/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 05/17/2019 - 02/03/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.