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Detailed Report
Mujen Wu
CRD#: 7084273
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 11/5/2019
B
Minnesota 1/14/2023
B
California 10/23/2019
B
Missouri 1/14/2023
IA
California 10/23/2019
B
Nevada 11/5/2019
B
Colorado 7/6/2021
B
New Jersey 9/15/2021
B
Connecticut 2/23/2021
B
New York 11/5/2019
B
Delaware 11/5/2019
B
North Carolina 1/27/2021
B
Florida 11/5/2019
B
North Dakota 3/17/2020
B
Georgia 3/3/2021
B
Ohio 6/17/2022
B
Hawaii 11/5/2019
B
Oregon 11/5/2019
B
Illinois 11/5/2019
B
Texas 11/9/2021
B
Indiana 9/23/2022
IA
Texas 11/19/2021
B
Maryland 6/16/2022
B
Utah 11/5/2019
B
Massachusetts 11/5/2019
B
Virginia 9/15/2021
B
Michigan 11/5/2019
B
Washington 12/17/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 10/23/2019
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 8/16/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.