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Detailed Report
Yohan Lee
YO HAN LEE
CRD#: 7084257
IA
Investment Adviser
B
Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 Columbia, MD
Registration History
201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 6/10/2024
B
Nebraska 6/10/2024
B
Alaska 6/10/2024
B
Nevada 6/10/2024
B
Arizona 6/10/2024
B
New Hampshire 6/10/2024
B
Arkansas 6/10/2024
B
New Jersey 6/10/2024
B
California 6/10/2024
B
New Mexico 6/10/2024
B
Colorado 6/10/2024
B
New York 6/10/2024
B
Connecticut 6/10/2024
IA
New York 6/10/2024
IA
Connecticut 6/11/2024
B
North Carolina 6/10/2024
B
Delaware 6/10/2024
B
North Dakota 6/10/2024
B
District of Columbia 6/10/2024
B
Ohio 6/10/2024
B
Florida 6/10/2024
B
Oklahoma 6/10/2024
B
Georgia 6/10/2024
B
Oregon 6/10/2024
B
Hawaii 6/10/2024
B
Pennsylvania 6/10/2024
B
Idaho 6/10/2024
B
Puerto Rico 6/10/2024
B
Illinois 6/10/2024
B
Rhode Island 6/10/2024
B
Indiana 6/10/2024
B
South Carolina 6/10/2024
B
Iowa 6/10/2024
B
South Dakota 6/10/2024
B
Kansas 6/10/2024
B
Tennessee 6/10/2024
B
Kentucky 6/10/2024
B
Texas 6/10/2024
B
Louisiana 6/10/2024
IA
Texas 6/10/2024
B
Maine 6/10/2024
B
Utah 6/10/2024
B
Maryland 6/10/2024
B
Vermont 6/10/2024
IA
Maryland 6/10/2024
B
Virgin Islands 6/10/2024
B
Massachusetts 6/10/2024
B
Virginia 6/10/2024
B
Michigan 6/10/2024
B
Washington 6/10/2024
B
Minnesota 6/10/2024
B
West Virginia 6/10/2024
B
Mississippi 6/10/2024
B
Wisconsin 6/10/2024
B
Missouri 6/10/2024
B
Wyoming 6/10/2024
B
Montana 6/10/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
Columbia, MD
Registered with this firm since 6/10/2024
B
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
Columbia, MD
Registered with this firm since 6/10/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/23/2023 - 05/08/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLUMBIA, MD
B
 01/23/2023 - 05/08/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLUMBIA, MD
IA
 07/10/2019 - 10/31/2022 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) OWINGS MILLS, MD
B
 05/29/2019 - 10/31/2022 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) OWINGS MILLS, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.