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SEAN CLARK
CRD#: 7082951
IA
B
STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 123-127 SOUTH LAKE AVE.
PASADENA, CA 91101
PASADENA, CA 91101
0
Disclosures
4
Years of Experience
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State Registrations
B
Alabama 4/17/2023
B
Nevada 4/17/2023
B
Alaska 4/17/2023
B
New Hampshire 4/17/2023
B
Arizona 4/17/2023
B
New Jersey 4/17/2023
B
Arkansas 4/17/2023
B
New Mexico 4/17/2023
B
California 3/30/2023
B
New York 4/17/2023
IA
California 3/31/2025
B
North Carolina 3/30/2023
B
Colorado 4/17/2023
B
Ohio 4/18/2023
B
Connecticut 4/17/2023
B
Oklahoma 4/17/2023
B
District of Columbia 4/17/2023
B
Oregon 4/17/2023
B
Florida 4/17/2023
B
Pennsylvania 4/17/2023
B
Georgia 4/17/2023
B
Rhode Island 4/17/2023
B
Hawaii 4/17/2023
B
South Dakota 4/17/2023
B
Idaho 4/17/2023
B
Tennessee 4/17/2023
B
Illinois 4/17/2023
B
Texas 4/17/2023
B
Indiana 4/17/2023
IA
Texas 3/31/2025
B
Kentucky 4/17/2023
B
Utah 4/17/2023
B
Maryland 4/17/2023
B
Vermont 4/17/2023
B
Massachusetts 4/17/2023
B
Virginia 2/4/2025
B
Minnesota 4/17/2023
B
Washington 4/17/2023
B
Mississippi 4/17/2023
B
Wyoming 4/17/2023
B
Missouri 4/17/2023
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 3/31/2025
B
Registered with this firm since 3/30/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/14/2023 - 03/31/2025 | PASADENA, CA | |
IA | 06/27/2020 - 03/10/2023 | GREENSBORO, NC | |
B | 06/11/2020 - 03/10/2023 | GREENSBORO, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.