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Detailed Report
Niccole Marie Palacios
Niccole Marie Fentress, Niccole Marie Kelly, Nicole Marie Kelly, Niccole Marie Swinarton
CRD#: 7080739
IA
Investment Adviser
B
Broker
ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCRD#: 157714 11834 CR 101, Suite 203
The Villages, FL 32162
ALEXANDER CAPITAL, L.P.CRD#: 40077 11834 CR 101, SUITE 203
The Villages, FL 32162
Registration History
201920202021202220232024202520262 FIRMS2019 - 2024 (4 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Arizona 3/14/2024
B
Mississippi 3/14/2024
B
California 3/14/2024
B
New Hampshire 3/14/2024
B
Colorado 3/14/2024
B
New Jersey 3/14/2024
B
Connecticut 3/15/2024
B
New York 3/14/2024
B
Delaware 3/14/2024
B
North Carolina 3/14/2024
B
Florida 3/14/2024
B
North Dakota 3/14/2024
IA
Florida 3/26/2024
B
Ohio 3/14/2024
B
Georgia 3/14/2024
B
Pennsylvania 3/14/2024
B
Idaho 3/14/2024
B
South Carolina 3/14/2024
B
Illinois 3/14/2024
B
Tennessee 3/14/2024
B
Indiana 3/14/2024
B
Texas 3/14/2024
B
Louisiana 8/29/2024
B
Utah 3/14/2024
B
Massachusetts 3/14/2024
B
Virginia 3/14/2024
B
Michigan 3/14/2024
B
Washington 3/14/2024
B
Minnesota 3/14/2024
B
Wisconsin 3/14/2024

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC (CRD#:157714)
11834 CR 101, Suite 203, The Villages, FL 32162
Registered with this firm since 3/26/2024
B
ALEXANDER CAPITAL, L.P. (CRD#:40077)
11834 CR 101, SUITE 203, The Villages, FL 32162
Registered with this firm since 3/14/2024
Previous Registration(s)
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IA
 06/18/2019 - 03/28/2024 EDWARD JONES (CRD#:250) THE VILLAGES, FL
B
 04/20/2019 - 03/28/2024 EDWARD JONES (CRD#:250) THE VILLAGES, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.