• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DEBORAH KATHLEEN VICCONE-SIMON
DEBORAH KATHLEEN VICCONE, DEBORAH KATHLEEN VICCONESIMON
CRD#: 708045
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 4000
CHICAGO, IL 60606
Registration History
19801985199019952000200520102015202020252 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1980 - 1988 (7 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2009 (8 years)
License(s)

State Registrations

B
Alaska 11/18/2021

B
Michigan 8/19/2020

B
Arizona 8/30/2010

B
Minnesota 10/25/2011

B
Arkansas 10/1/2020

B
Montana 2/26/2015

B
California 8/30/2010

B
New York 8/30/2010

B
Colorado 8/30/2010

B
North Carolina 8/30/2010

B
Georgia 9/28/2011

B
Ohio 8/30/2010

B
Illinois 8/30/2010

B
Tennessee 8/30/2010

IA
Illinois 8/30/2010

B
Texas 8/30/2010

B
Indiana 8/30/2010

IA
Texas 8/30/2010

B
Iowa 9/4/2013

B
Vermont 8/30/2010

B
Kentucky 10/26/2010

B
Virginia 1/4/2011

B
Maine 3/4/2020

B
Washington 6/6/2024

B
Maryland 9/17/2013

B
Wisconsin 8/30/2010

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 8/30/2010

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 8/30/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 09/13/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) CHICAGO, IL
B
06/01/2009 - 09/13/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) CHICAGO, IL
IA
02/16/2001 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
02/15/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
05/01/1980 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.