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ANTHONY CARL FRANCO
ANTHONY FRANCO
CRD#: 7079717
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5 PARK PLZ 19TH & 20TH FLS
IRVINE, CA 92614
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 7/17/2019

B
Nevada 7/3/2019

B
Arizona 7/16/2019

B
New Jersey 7/8/2019

B
California 5/13/2019

B
New York 7/8/2019

IA
California 5/13/2019

B
North Carolina 7/8/2019

B
Colorado 7/8/2019

B
Oregon 7/8/2019

B
District of Columbia 11/6/2024

B
Pennsylvania 1/3/2023

B
Florida 7/17/2019

B
South Carolina 3/28/2022

B
Georgia 3/28/2022

B
Texas 7/8/2019

B
Hawaii 7/8/2019

IA
Texas 7/8/2019

B
Illinois 5/13/2022

B
Utah 7/17/2019

B
Iowa 4/8/2022

B
Virginia 7/8/2019

B
Kentucky 3/15/2022

B
Washington 7/8/2019

B
Missouri 5/4/2022

B
Wisconsin 7/20/2022

B
Montana 7/17/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
Registered with this firm since 5/13/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
Registered with this firm since 4/22/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.