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Detailed Report
Dennis Berardi
CRD#: 7079705
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 500 Post Road East
3Rd Floor
Westport, CT 06880
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Arizona 7/20/2020
B
Montana 7/20/2020
B
Arkansas 7/20/2020
B
Nevada 7/20/2020
B
California 7/20/2020
B
New Hampshire 7/20/2020
B
Colorado 7/20/2020
B
New Jersey 7/20/2020
B
Connecticut 6/13/2020
B
New York 7/20/2020
IA
Connecticut 6/13/2020
IA
New York 3/15/2022
B
Delaware 7/20/2020
B
North Carolina 7/20/2020
B
District of Columbia 7/20/2020
B
Ohio 7/21/2020
B
Florida 7/20/2020
B
Oklahoma 4/6/2021
B
Georgia 7/20/2020
B
Oregon 5/2/2023
B
Hawaii 10/21/2020
B
Pennsylvania 7/20/2020
B
Idaho 9/12/2022
B
Rhode Island 7/20/2020
B
Illinois 7/20/2020
B
South Carolina 7/20/2020
B
Indiana 11/28/2022
B
Tennessee 7/20/2020
B
Iowa 7/20/2020
B
Texas 7/20/2020
B
Kentucky 9/14/2021
IA
Texas 7/21/2020
B
Louisiana 5/7/2024
B
Utah 5/7/2024
B
Maine 7/20/2020
B
Vermont 10/12/2020
B
Maryland 7/20/2020
B
Virginia 7/20/2020
B
Massachusetts 7/20/2020
B
Washington 1/4/2023
B
Michigan 7/20/2020
B
West Virginia 7/20/2020
B
Minnesota 1/13/2022
B
Wisconsin 7/20/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
500 Post Road East 3Rd Floor, Westport, CT 06880
Registered with this firm since 6/13/2020
B
MORGAN STANLEY (CRD#:149777)
500 Post Road East 3Rd Floor, Westport, CT 06880
Registered with this firm since 1/14/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.