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Henry Thomas Clark
Henry Clark
CRD#: 7078749
IA
Investment Adviser
B
Broker
NEUBERGER BERMAN BD LLCCRD#: 2908 190 SOUTH LASALLE STREET
23RD & 24TH & 27TH FLOOR
CHICAGO, IL 60603
Registration History
201920202021202220232024202520262 FIRMS2021 - Present (3 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2019 - 2021 (2 years)
License(s)

State Registrations

B
Alabama 9/29/2022

B
Nebraska 4/26/2021

B
Alaska 9/29/2022

B
Nevada 4/26/2021

B
Arizona 9/29/2022

B
New Hampshire 9/29/2022

B
Arkansas 9/29/2022

B
New Jersey 4/26/2021

B
California 4/26/2021

B
New Mexico 2/10/2022

B
Colorado 4/20/2022

B
New York 4/26/2021

B
Connecticut 9/29/2022

IA
New York 4/30/2021

B
Delaware 4/20/2022

B
North Carolina 9/29/2022

B
District of Columbia 9/29/2022

B
North Dakota 9/29/2022

B
Florida 4/26/2021

B
Ohio 4/26/2021

B
Georgia 4/26/2021

B
Oklahoma 4/26/2021

B
Hawaii 9/29/2022

B
Oregon 10/24/2021

B
Idaho 9/29/2022

B
Pennsylvania 9/29/2022

B
Illinois 4/26/2021

B
Puerto Rico 9/29/2022

IA
Illinois 4/30/2021

B
Rhode Island 9/29/2022

B
Indiana 9/29/2022

B
South Carolina 9/29/2022

B
Iowa 4/26/2021

B
South Dakota 9/29/2022

B
Kansas 9/29/2022

B
Tennessee 4/26/2021

B
Kentucky 9/29/2022

B
Texas 4/26/2021

B
Louisiana 9/29/2022

B
Utah 4/26/2021

B
Maine 9/29/2022

B
Vermont 9/29/2022

B
Maryland 9/29/2022

B
Virgin Islands 9/29/2022

B
Massachusetts 9/29/2022

B
Virginia 9/29/2022

B
Michigan 4/26/2021

B
Washington 3/10/2022

B
Minnesota 4/26/2021

B
West Virginia 9/29/2022

B
Mississippi 9/29/2022

B
Wisconsin 4/26/2021

B
Missouri 9/29/2022

B
Wyoming 9/29/2022

B
Montana 9/29/2022

SRO Registrations

B
FINRA

B
Nasdaq ISE, LLC

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
CHICAGO, IL
Registered with this firm since 4/30/2021

B
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
CHICAGO, IL
Registered with this firm since 4/26/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/16/2019 - 05/04/2021 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.