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Detailed Report
Dylan Andrew Cleary
CRD#: 7078683
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1550 Market Street
Suite 600
Denver, CO 80202
Registration History
201920202021202220232024202520262 FIRMS2023 - Present (2 years)IAMAIA WEALTH (CRD# 292817)2019 - 2023 (3 years)
License(s)

State Registrations

B
Alabama 2/23/2023
B
Nevada 2/23/2023
B
Arizona 2/23/2023
B
New Hampshire 2/23/2023
B
California 3/1/2023
B
New Jersey 2/23/2023
B
Colorado 2/21/2023
B
New Mexico 2/23/2023
IA
Colorado 2/21/2023
B
New York 2/23/2023
B
District of Columbia 2/23/2023
B
North Carolina 2/23/2023
B
Florida 2/23/2023
B
Ohio 2/24/2023
B
Georgia 2/23/2023
B
Oklahoma 2/20/2024
B
Illinois 2/23/2023
B
Oregon 2/23/2023
B
Indiana 2/23/2023
B
Pennsylvania 2/23/2023
B
Iowa 2/23/2023
B
South Carolina 2/23/2023
B
Kansas 2/23/2023
B
Tennessee 3/1/2023
B
Kentucky 2/23/2023
B
Texas 2/23/2023
B
Louisiana 2/23/2023
IA
Texas 2/24/2023
B
Maryland 2/23/2023
B
Utah 2/23/2023
B
Massachusetts 2/23/2023
B
Vermont 2/23/2023
B
Michigan 2/23/2023
B
Virginia 2/23/2023
B
Minnesota 2/23/2023
B
Washington 2/23/2023
B
Missouri 2/23/2023
B
Wisconsin 2/23/2023
B
Montana 2/23/2023
B
Wyoming 2/23/2023
B
Nebraska 2/23/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 2/21/2023
B
MORGAN STANLEY (CRD#:149777)
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 2/17/2023
Previous Registration(s)
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IA
 03/14/2019 - 02/09/2023 MAIA WEALTH (CRD#:292817) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.