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KRISTOPHER JAMAL HARKLESS
KRISTOPHER HARKLESS
CRD#: 7078509
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1650 CUMBERLAND PARKWAY SE
SMYRNA, GA 30080
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1650 CUMBERLAND PARKWAY SE
SMYRNA, GA 30080
Registration History
201920202021202220232024202520262 FIRMS2024 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - 2024 (4 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - 2024 (1 year)
License(s)

State Registrations

B
Alaska 6/26/2024

IA
Georgia 1/4/2024

B
Georgia 1/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1650 CUMBERLAND PARKWAY SE, SMYRNA, GA 30080
Registered with this firm since 1/4/2024

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1650 CUMBERLAND PARKWAY SE, SMYRNA, GA 30080
Registered with this firm since 1/2/2024

Previous Registration(s)
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IA
08/12/2022 - 01/12/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DECATUR, GA
B
06/27/2019 - 01/12/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DECATUR, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.