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Detailed Report
Thomas C. Murphy
Thomas C Murphy, Thomas Christopher Murphy, Thomas Murphy, Tom Murphy
CRD#: 7077893
IA
Investment Adviser
B
Broker
KEY INVESTMENT SERVICES LLCCRD#: 136300 Evanston, IL
Registration History
201920202021202220232024202520262 FIRMS2025 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - 2025 (5 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - 2025 (1 year)
Disclosure(s)
View By:
2/16/2022
Judgment / Lien
License(s)

State Registrations

B
Alaska 4/4/2025
B
Nevada 4/2/2025
B
Arizona 4/7/2025
B
New Jersey 4/3/2025
B
Colorado 4/3/2025
B
New Mexico 4/3/2025
B
Connecticut 4/1/2025
B
New York 4/3/2025
B
Delaware 4/3/2025
B
North Dakota 4/7/2025
B
District of Columbia 4/3/2025
B
Ohio 4/1/2025
B
Florida 4/7/2025
B
Oklahoma 4/3/2025
B
Idaho 4/3/2025
B
Pennsylvania 4/1/2025
B
Illinois 4/2/2025
B
Rhode Island 4/2/2025
IA
Illinois 4/2/2025
B
South Carolina 4/3/2025
B
Indiana 4/4/2025
B
South Dakota 4/2/2025
B
Iowa 4/4/2025
B
Tennessee 4/3/2025
B
Kansas 4/3/2025
B
Texas 4/1/2025
B
Louisiana 4/2/2025
B
Utah 4/2/2025
B
Maine 4/3/2025
B
Vermont 4/3/2025
B
Maryland 4/4/2025
B
Virginia 4/3/2025
B
Minnesota 4/2/2025
B
Washington 4/2/2025
B
Missouri 4/2/2025
B
West Virginia 4/3/2025
B
Montana 4/4/2025
B
Wisconsin 4/1/2025
B
Nebraska 3/31/2025
B
Wyoming 4/3/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KEY INVESTMENT SERVICES LLC (CRD#:136300)
Evanston, IL
Registered with this firm since 4/2/2025
B
KEY INVESTMENT SERVICES LLC (CRD#:136300)
Evanston, IL
Registered with this firm since 3/31/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/12/2023 - 03/27/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
B
 06/03/2019 - 03/27/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.