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DAVID STEPHEN MUDROCK JR
DAVID S MUDROCK, DAVID STEPHEN MUDROCK JR., DAVID STEPHEN MUDROCK, DAVID MUDROCK, David S Mudrock Jr.
CRD#: 7076637
IA
B
PNC INVESTMENTSCRD#: 129052 7200 WISCONSIN AVENUE
BETHESDA, MD 20814
BETHESDA, MD 20814
0
Disclosures
5
Years of Experience
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State Registrations
B
District of Columbia 3/5/2024
IA
Maryland 1/22/2024
B
Maryland 1/19/2024
B
Virginia 3/5/2024
SRO Registrations
B
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IA
Registered with this firm since 1/22/2024
B
Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/24/2022 - 01/30/2024 | MCLEAN, VA | |
B | 12/22/2021 - 01/30/2024 | MCLEAN, VA | |
IA | 12/03/2019 - 11/04/2021 | Potomac, MD | |
B | 12/03/2019 - 11/04/2021 | Potomac, MD | |
IA | 05/30/2019 - 11/13/2019 | COLLEGE PARK, MD | |
B | 04/26/2019 - 11/13/2019 | COLLEGE PARK, MD |
COLLEGE PARK, MD
05/30/2019 - 11/13/2019
COLLEGE PARK, MD
04/26/2019 - 11/13/2019
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.