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Kristen Mariko Hirano
Kristen Hirano
CRD#: 7076564
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 SAN FRANCISCO, CA
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8/29/2022
Employment Separation After Allegations
State Registrations
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Alabama 7/2/2024
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Nevada 7/9/2024
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Alaska 7/1/2024
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New Hampshire 7/3/2024
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Arizona 8/21/2024
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New Jersey 7/2/2024
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Arkansas 8/13/2024
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New Mexico 7/2/2024
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California 11/4/2022
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New York 7/2/2024
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California 9/29/2023
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North Carolina 7/2/2024
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Colorado 9/29/2023
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North Dakota 7/8/2024
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Connecticut 7/2/2024
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Ohio 7/2/2024
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Delaware 7/3/2024
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Oklahoma 7/9/2024
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District of Columbia 7/18/2024
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Oregon 9/29/2023
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Florida 7/2/2024
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Pennsylvania 7/2/2024
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Georgia 7/2/2024
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Puerto Rico 7/15/2024
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Hawaii 9/17/2024
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Rhode Island 7/2/2024
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Idaho 7/2/2024
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South Carolina 7/7/2024
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Illinois 10/4/2024
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South Dakota 7/2/2024
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Indiana 7/2/2024
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Tennessee 7/22/2024
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Iowa 7/2/2024
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Texas 7/2/2024
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Kansas 7/2/2024
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Texas 2/3/2025
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Louisiana 7/31/2024
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Utah 7/31/2024
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Maine 7/2/2024
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Vermont 8/14/2024
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Massachusetts 8/26/2024
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Virgin Islands 7/2/2024
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Michigan 8/14/2024
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Virginia 7/3/2024
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Minnesota 7/3/2024
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Washington 8/23/2024
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Mississippi 8/29/2024
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West Virginia 7/11/2024
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Missouri 7/3/2024
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Wisconsin 7/23/2024
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Montana 7/3/2024
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Wyoming 7/15/2024
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Nebraska 8/7/2024
SRO Registrations
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Registered with this firm since 1/22/2024
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Registered with this firm since 9/29/2023
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Registered with this firm since 11/4/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/10/2022 - 09/29/2023 | SAN FRANCISCO, CA | |
IA | 06/04/2019 - 09/28/2022 | SAN FRANCISCO, CA | |
B | 04/26/2019 - 09/28/2022 | SAN FRANCISCO, CA |
SAN FRANCISCO, CA
06/04/2019 - 09/28/2022
SAN FRANCISCO, CA
04/26/2019 - 09/28/2022
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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