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SIDNEY KEN LOUIE
SIDNEY LOUIE
CRD#: 7074613
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1610 NE 122ND AVE
PORTLAND, OR 97230
Registration History
201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Oregon 12/14/2022

IA
Washington 12/14/2022

IA
Oregon 12/14/2022

SRO Registrations

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Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1610 NE 122ND AVE, PORTLAND, OR 97230
Registered with this firm since 12/14/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1610 NE 122ND AVE, PORTLAND, OR 97230
Registered with this firm since 12/14/2022

Previous Registration(s)
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IA
06/19/2019 - 06/21/2022 EDWARD JONES (CRD#:250) FAIRVIEW, OR
B
05/23/2019 - 06/21/2022 EDWARD JONES (CRD#:250) FAIRVIEW, OR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.