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Monserrat C Morgan
Monse Morgan, Monserrat Morgan
CRD#: 7073825
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5910 N CENTRAL EXPY
DALLAS, TX 75206
Registration History
Oct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 11/8/2023

B
New Mexico 1/30/2025

B
Arkansas 1/30/2025

B
North Carolina 11/8/2023

B
Colorado 1/30/2025

B
Oklahoma 1/30/2025

B
Florida 1/30/2025

B
Puerto Rico 1/31/2025

B
Georgia 9/19/2023

B
South Carolina 11/8/2023

IA
Georgia 9/21/2023

B
Tennessee 11/8/2023

B
Louisiana 1/30/2025

B
Texas 11/8/2023

B
Mississippi 3/11/2024

IA
Texas 11/14/2023

B
Missouri 4/1/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 9/21/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 8/21/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.